Job Description
- Beyond the CMP, you will also be involved with the review and approval of financial promotions, assisting the Customer Support team with the completion of due diligence questionnaires, compliance on-boarding (including AML), writing, reviewing and updating policy documents, keeping up to date with international regulatory developments and amending procedures accordingly, assisting with updating of international selling restrictions in relevant jurisdictions and developing and rolling out periodic compliance training to employees.
The salary range/rates of pay is dependent upon your experience, qualifications or training.
Are you the right candidate?
At Fortage, we spend time extensively searching the globe for talented individuals who strive together for the highest levels of excellence.
Key Areas of Responsibaility
Accurate reporting of the compliance monitoring programme results and escalating breaches;
Ensuring the compliance monitoring procedures and regulatory reporting procedures are kept up to date and that they continue to evolve in line with regulatory requirements;
Assisting with and collating accurate information to ensure submission of timely regulatory requirements.
Required Skills
Minimum of 3-5 years in a similar compliance role at an asset manager or hedge fund;
Good knowledge of the regulations applicable to systematically traded hedge funds (particularly MiFID II and AIFMD);
Some knowledge and experience of US regulations and the UCITS directive would be useful;
An interest in financial markets and financial products, including an understanding of portfolio management, advisory specifically and hedge funds.